General Disclosures

Important Disclaimers

This page provides important legal, regulatory, investment, tax, and website disclosures for Aure.

Aure Financial LLC operates this website and related technology platform. Investment advisory services are provided by Aure Advisors LLC, a California-registered investment adviser. Tax services are provided by Aure Tax LLC, an authorized IRS e-file provider. Aure Financial LLC, Aure Advisors LLC, and Aure Tax LLC are separate Aure-affiliated entities operating under the Aure brand.

Aure Advisors LLC provides investment advisory services only where it is properly registered, exempt from registration, or otherwise permitted to provide services.

The information on this website is provided for general informational and educational purposes only. It should not be construed as personalized investment, tax, legal, accounting, or financial advice. Personalized advice is provided only after a client enters into an applicable written agreement with the relevant Aure entity.

Website Terms of Use

Please read these terms and conditions of use (“Terms”) carefully before using this website or any of the information or services provided by Aure (collectively “Aure”, “we”, “our”, “us”) in connection with the Website. By using the Website, you acknowledge that you have read and understood these Terms and accept to be legally bound by them. If you do not accept and agree to these Terms, you are not an authorized user of this Website or any of the information or services provided by Aure in connection with the Website and should promptly terminate all use thereof.

Website content is provided for general informational and educational purposes only. It is not intended to provide personalized investment, tax, legal, accounting, or financial advice, and it does not create an advisory, tax, fiduciary, client, or professional relationship with any Aure entity.

Aure reserves the right to change, modify, add or remove portions of these Terms at any time for any reason. We suggest that you review these Terms periodically for changes. Such changes shall be effective immediately upon posting. You acknowledge that by accessing our Website after we have posted changes to these Terms, you are agreeing to these Terms as modified.

These Terms were last updated in January, 2026.

Investment Risk Disclosure

Investing involves risk, including the possible loss of principal. Different investments and investment strategies involve different levels and types of risk. Past performance does not guarantee future results, and no investment strategy can guarantee a profit or protect against loss.

Asset allocation, diversification, rebalancing, tax-loss harvesting, direct indexing, Treasury bill ladders, cash management strategies, options strategies, concentrated stock strategies, and other investment approaches may help manage certain risks, but they do not eliminate risk and may not be suitable for every client.

Treasury bills are backed by the full faith and credit of the U.S. government if held directly to maturity, but they remain subject to risks including interest-rate risk, reinvestment risk, liquidity considerations, settlement timing, and opportunity cost. Money market funds, high-yield savings accounts, Treasury bills, ETFs, mutual funds, and individual securities have different risk, tax, liquidity, custody, and insurance characteristics.

Options strategies, including covered calls and cash-secured puts, involve additional risks and are not appropriate for all investors. Options may limit upside participation, create assignment risk, generate taxable income or gains, increase complexity, and result in losses. Clients should understand the risks and tax consequences before using any options strategy.

Concentrated stock positions involve heightened company-specific, sector, liquidity, and tax risks. Strategies to manage concentrated stock may involve trade-offs, including taxes, transaction costs, opportunity cost, diversification risk, and the possibility of underperforming a concentrated position.

Any examples, illustrations, charts, sample calculations, yield comparisons, tax estimates, portfolio examples, or dashboard screenshots on this website are for educational and illustrative purposes only. They are not guarantees, projections, or promises of future results.

Market data, articles, videos, and other content on this website are based on sources believed to be reliable, but Aure does not guarantee their accuracy, completeness, timeliness, or suitability for any particular person.

Clients are responsible for notifying Aure Advisors LLC in writing of any changes to their financial situation, investment objectives, risk tolerance, restrictions, tax circumstances, liquidity needs, or other relevant information.

Aure Advisors LLC will provide prospective and current advisory clients with required disclosure documents, including Form ADV Part 2A and applicable brochure supplements, as required by law. You may request a free copy by contacting info@aurefinancial.com.

Performance, Hypothetical Examples, and Illustrations

Any performance information, hypothetical example, backtest, model portfolio, sample tax calculation, yield comparison, dashboard image, or illustrated outcome shown on this website is for educational and illustrative purposes only.

Hypothetical examples do not reflect the actual experience of any specific client unless expressly stated. They may rely on assumptions that are incomplete, simplified, or different from actual client circumstances.

Actual results may differ materially from examples shown due to market conditions, tax rules, transaction costs, fees, timing, client behavior, account type, income level, state of residence, and other factors.

Sample dashboard images, sample figures, and product screenshots are shown for illustrative purposes only and should not be relied upon as investment, tax, legal, or financial advice.

No Guarantees

Aure does not guarantee investment performance, tax savings, cash yields, portfolio income, reduction of risk, approval of any tax position, audit outcomes, legal outcomes, or any specific financial result.

References to potential tax savings, after-tax returns, income generation, risk reduction, cash yield, planning opportunities, or financial outcomes are illustrative only and depend on each client’s specific facts and circumstances.

Any planning opportunity identified by Aure is subject to client-specific review, applicable law, market conditions, implementation feasibility, tax rules, and professional judgment.

Tax and Legal Disclosures

Tax services are provided by Aure Tax LLC. Investment advisory services are provided by Aure Advisors LLC. Legal services are not provided by Aure unless expressly stated in a separate written agreement with a properly licensed legal professional.

Website content related to taxes, estate planning, entity formation, deductions, credits, retirement accounts, real estate, equity compensation, tax-loss harvesting, direct indexing, options, or other planning strategies is provided for general informational and educational purposes only. It should not be construed as individualized tax, legal, or accounting advice.

Tax laws are complex and subject to change. The tax treatment of any strategy depends on your specific facts and circumstances. You should consult with a qualified tax professional before implementing any tax strategy.

Tax return information is subject to special confidentiality rules. Aure Tax LLC uses and discloses tax return information only as permitted by law, with client consent where required, or as otherwise described in applicable engagement terms.

Estate planning content is educational only. Aure does not prepare legal documents or provide legal advice unless separately agreed in writing by a properly licensed legal professional. Clients should consult an attorney for legal advice, estate planning documents, trust formation, probate matters, and related legal decisions.

Platform and Software Disclosures

Aure Financial LLC may provide software, dashboards, document tools, account views, planning workflows, educational content, and other technology features.

Platform features are designed to help organize information, support client workflows, and improve visibility into financial, tax, and planning topics. Platform outputs may be based on data provided by clients, third-party integrations, custodians, tax software, account aggregation providers, or other sources.

Platform information may be incomplete, delayed, estimated, or subject to data errors. Clients should not rely solely on platform outputs, dashboards, alerts, sample calculations, or automated summaries to make investment, tax, legal, or financial decisions.

Any client-specific recommendation, tax position, investment decision, or financial planning advice requires review by the appropriate Aure professional and, where applicable, a written client agreement.

Privacy Disclosures

Aure is committed to protecting personal information as described in our Privacy Policy.

We do not currently use Google Analytics, advertising pixels, retargeting tools, or third-party analytics tools on our website. Like most websites and cloud-hosted applications, our website, hosting providers, security providers, and infrastructure providers may process limited technical information necessary to operate, secure, and deliver the website and platform.

We do not sell personal information. We do not share personal information for cross-context behavioral advertising.

If you submit information through our website, request a consultation, create an account, upload documents, communicate with us, or use our platform, Aure may collect and process personal information as described in our Privacy Policy.

This website may contain links to third-party websites. Aure does not control and is not responsible for the privacy, security, or information practices of third-party websites.

For more information, please review our Privacy Policy.

Email and Electronic Communications Disclosures

Aure may communicate with clients, prospective clients, and website users through email, secure portals, electronic forms, text, video meetings, and other electronic means. Your privacy and security are very important to us.

Email may not be secure. Please do not send Social Security numbers, tax documents, account numbers, login credentials, wire instructions, or other sensitive information by unsecured email. If sensitive information is required, Aure can provide secure delivery methods where available.

Please note: Aure does not accept trading instructions, options instructions, wire instructions, money movement instructions, tax filing authorization, or account transfer instructions via email

Communications with Aure may be retained, reviewed, supervised, or inspected for compliance, legal, security, business, or regulatory purposes.

If you receive an email that appears suspicious or believe you received an Aure communication in error, please contact us at info@aurefinancial.com.

Social Media and Public Communications

Aure may use third-party websites, social media platforms, blogs, videos, newsletters, podcasts, webinars, and other public communication channels.

Content posted by Aure on social media or public channels is for general informational and educational purposes only. It should not be construed as personalized investment, tax, legal, accounting, or financial advice.

A follow, like, share, repost, comment, connection, review, rating, or other social media interaction does not mean that the person is a client, endorses Aure, has received investment advice from Aure, or has had a positive investment or tax outcome.

Aure may retain and supervise social media and public communications as required by applicable securities laws, compliance policies, and regulatory obligations.

Testimonials, endorsements, reviews, ratings, or third-party comments, if used by Aure, will be used only in accordance with applicable law and required disclosures.

Users should not post personal, financial, tax, account, or confidential information on public social media channels.

If you have any questions regarding our policies, please contact us via email at info@aurefinancial.com.